Compliance Professional PE Program 2024 (English)

Officially recognised

The Compliance Professional PE Program 2024 (English) course is accredited by DS. Are you certified for the DSI Compliance Professional register? All DSI certified persons must demonstrate their professional competence annually; this is a condition for the DSI certification. Every DSI-certified individual is obligated to participate in an annually approved continuing Professional Education program by DSI. Successful completion of this program ensures that you meet all the necessary requirements as a certified professional. By successfully completing the Compliance Professional PE Program every year at NIBE-SVV, you are informed of current compliance developments and you remain registered with DSI as a certified professional.

Direct result

• Current & accessible
• In accordance with DSI requirements
• Control over own learning process
• Clear & results-oriented

• Stay up-to-date with the yearly compliance requirements
• Keep informed with the ESMA Essentials
• Obtained certificate immediately available in your online learning environment
• Automatic renewal of your DSI registration

Your career

This program is intended for anyone who has obtained the CCO: Certified Compliance Officer (English) diploma. Annually completing a continuing Professional Education program (PE program) is relevant for experienced compliance officers, auditors and internal and external officers involved in compliance tasks and/or supervisory responsibilities at banks, insurers and other financial institutions such as investment and stock exchange companies, pension funds and trust offices.

Goal and Structure

All DSI certified persons must demonstrably maintain their professional competence; this is a condition for the DSI certification. This PE program allows you to demonstrably update your knowledge in an accessible manner. You do this through accessible, current articles and practice and test questions in our online learning environment. You have control over your own learning process: you decide where and when you learn and in what order you cover the topics.

Preliminary training

You have obtained the CCO: Certified Compliance Officer (English) diploma and/or are registered in the DSI Compliance Professional register.

Study load and duration

The program runs per calendar year, each year starts new cycle. The program must be completed before the end of the calendar year. You go through the program at your own pace. Going through the course material and completing the test questions means a total study load of 7-9 hours in total.

Course materials

You will receive access to an online learning environment. This online learning platform includes everything that is required for your course.

E-learning

Your learning proceeds at your pace, choose when to complete the material in our online learning environment.

Study programme

With this program you can demonstrably update your compliance knowledge. You do this through accessible, current articles. The articles are alternately supplemented with practical examples, practice cases and links to various social media messages in our online learning environment. You have control over your own learning process: you decide where and when you learn and in what order you cover the topics.

The DSI Advisory Committee annually determines the themes and topics that will be discussed in this Continuing Professional Education program.

Responsible and sustainable investing

• The role of the compliance function
• Corporate Sustainability
• Due Diligence Directive
• Purpose of surveying sustainability preferences of investment advice and asset management
• Legal requirements in the field of requesting sustainability preferences
• Consequences of legislation and regulations for product governance

Supervisors 

• Recent statements
• Measures ACM, AFM, AP, DNB and ECB
• Themes of the supervisory agendas

Laws and regulations

• MiFiD, Outsourcing, MiCAR and DORA
• Tax laws and regulations regarding tax evasion
• Business use of WhatsApp and other social media
• Data/Data protection
• Customer data protection, privacy by design and data leaks
• Gatekeeper function

Client

• Integrity of financial markets, including the application of a SIRA
• Duty of care and recent rulings
• Skills

Current developments

• Artificial Intelligence, algorithms, datasets and models
• Compliance risks of hybrid working
• Compliance risks of hiring external employees

Exam and certificate

Test questions are part of the program. After successfully completing it, you can immediately download your certificate in the online learning environment.

NIBE-SVV is a DSI accredited training provider We share your results with DSI every year. This way you automatically remain certified for the DSI register and you no longer have to worry about your registration.

By registering for this program, you agree to sharing your (passing grade) exam result with DSI. Should you want to object to your passing grade being shared, please contact us via service@nibesvv.nl.